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Understanding the client reporting landscape

This article explores how asset and wealth management firms address client reporting challenges and opportunities.

Chapter 1

Investment reporting basics

What is the client reporting landscape?

The evolution of client reporting in asset and wealth management has seen a dramatic shift from manual processes to sophisticated digital solutions. This transformation can be outlined in several key stages:

Manual processes era

Initially, client reporting relied heavily on manual data entry and basic tools like Excel and PowerPoint. This approach was time-consuming, error-prone, and limited in its ability to provide timely, comprehensive reports.

Early automation

The first wave of automation introduced specialised reporting software. These tools streamlined the process but often lacked flexibility and integration capabilities.

Integrated systems

As technology advanced, more integrated systems emerged, combining data from various sources (e.g., portfolio management, risk, and accounting systems) to produce more comprehensive reports.

Cloud-based solutions

The advent of cloud computing brought more scalable and accessible reporting solutions, enabling real-time data updates and improved collaboration.

Client portals

The latest evolution is the rise of client portal reporting software. These platforms offer:

  • Real-time access to portfolio information
  • Interactive data visualisation
  • Customisable reporting options
  • Self-service capabilities for clients
  • Enhanced security and compliance features

This progression towards client portals and digital reporting solutions has improved operational efficiency for asset managers and significantly enhanced the client experience by providing more timely, accurate, and interactive reporting capabilities.

Only 18% of firms leverage outsourced client reporting.

Source: Alpha’s 2023 Middle Office Trends Survey

What's your client-reporting operating model?

Client reporting operating models vary significantly among asset management firms, but they generally fall into four main categories:

In-house model

The firm handles all aspects of client reporting internally, using its systems and staff.

Outsourced model

The firm delegates client reporting to a third-party service provider.

Hybrid model

 combination of in-house and outsourced elements, with certain aspects handled internally and others outsourced.

Technology-driven model

Advanced client reporting software and automation tools to streamline the process.

The choice of model depends on factors such as the firm's size, resources, client base, and strategic priorities. Each model offers unique advantages and challenges regarding control, cost-efficiency, and scalability.

Key considerations for client reporting operating models

Client reporting should not be viewed in isolation but as an integral part of the overall client experience. When engaging vendors, discussions now extend beyond just client reporting. Therefore, it's important to consider the potential benefits of services and efficiencies in data architecture.

When evaluating client reporting operating models, firms should consider these factors:

Cost efficiency

Analyse each model's financial impact, including setup costs, ongoing expenses, and potential savings.

Scalability

Evaluate how well each model can handle growth in client base and reporting complexity.

Technological fit

Assess the compatibility with existing tech infrastructure and the ease of integrating new reporting solutions.

Data management

Examine the quality, accessibility, and governance of data within each model.

Regulatory compliance

Ensure the chosen model meets current requirements and can adapt to future regulatory changes.

Client experience: Prioritise models offering personalised, timely, and accurate reporting to meet client expectations.

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